美国证交会向阿里巴巴索取信息
<p><span word="The">The</span> <span word="US">US</span> <span word="Securities">Securities</span> <span word="and">and</span> <span word="Exchange">Exchange</span> <span word="Commission">Commission</span> <span word="has">has</span> <span word="asked">asked</span> <span word="the">the</span> <span word="Alibaba">Alibaba</span> <span word="Group">Group</span> <span word="for">for</span> <span word="information">information</span> <span word="about">about</span> <span word="its">its</span> <span word="dealings">dealings</span> <span word="with">with</span> <span word="a">a</span> <span word="Chinese">Chinese</span> <span word="regulator">regulator</span>, <span word="which">which</span> <span word="criticised">criticised</span> <span word="the">the</span> <span word="ecommerce">ecommerce</span> <span word="company">company</span> <span word="for">for</span> <span word="inadequately">inadequately</span> <span word="policing">policing</span> <span word="its">its</span> <span word="merchants">merchants</span> <span word="for">for</span> <span word="counterfeit">counterfeit</span> <span word="goods">goods</span>.</p><p>美国证券交易委员会(<span word="SEC">SEC</span>)已要求阿里巴巴集团(<span word="Alibaba">Alibaba</span> <span word="Group">Group</span>)提供其与一家中国监管机构打交道的信息。后者曾批评这家电商企业对在其平台上销售假冒商品的商家监督不力。</p><p><span word="Alibaba">Alibaba</span> <span word="in">in</span> <span word="January">January</span> <span word="denied">denied</span> <span word="it">it</span> <span word="had">had</span> <span word="potentially">potentially</span> <span word="misled">misled</span> <span word="investors">investors</span> <span word="in">in</span> <span word="the">the</span> <span word="lead">lead</span>-<span word="up">up</span> <span word="to">to</span> <span word="its">its</span> <span word="record">record</span> $25<span word="bn">bn</span> <span word="initial">initial</span> <span word="public">public</span> <span word="offering">offering</span> <span word="in">in</span> <span word="the">the</span> <span word="US">US</span> <span word="last">last</span> <span word="year">year</span>, <span word="after">after</span> <span word="China">China</span>’<span word="s">s</span> <span word="State">State</span> <span word="Administration">Administration</span> <span word="for">for</span> <span word="Industry">Industry</span> <span word="and">and</span> <span word="Commerce">Commerce</span> <span word="revealed">revealed</span> <span word="that">that</span> <span word="it">it</span> <span word="had">had</span> <span word="been">been</span> <span word="questioning">questioning</span> <span word="Alibaba">Alibaba</span>’<span word="s">s</span> <span word="supervision">supervision</span> <span word="of">of</span> <span word="sellers">sellers</span> <span word="on">on</span> <span word="its">its</span> <span word="online">online</span> <span word="platform">platform</span>.</p><p>1月，阿里巴巴否认其去年在美国进行创纪录的250亿美元<span word="IPO">IPO</span>之前有可能误导了投资者。此前中国国家工商行政管理总局透露，它曾质疑阿里巴巴对在线平台卖家的监督。</p><p><span word="In">In</span> <span word="its">its</span> <span word="IPO">IPO</span> <span word="filings">filings</span> <span word="before">before</span> <span word="it">it</span> <span word="went">went</span> <span word="public">public</span> <span word="in">in</span> <span word="September">September</span>, <span word="Alibaba">Alibaba</span> <span word="did">did</span> <span word="not">not</span> <span word="disclose">disclose</span> <span word="that">that</span> <span word="it">it</span> <span word="had">had</span> <span word="been">been</span> <span word="questioned">questioned</span> <span word="by">by</span> <span word="the">the</span> <span word="SAIC">SAIC</span>, <span word="including">including</span> <span word="during">during</span> <span word="a">a</span> <span word="meeting">meeting</span> <span word="with">with</span> <span word="Chinese">Chinese</span> <span word="regulators">regulators</span> <span word="last">last</span> <span word="July">July</span>.</p><p>阿里巴巴在去年9月上市之前提交的<span word="IPO">IPO</span>申报文件中，并没有披露其已经受到工商总局的质疑，包括曾在7月与中国监管机构开会。</p><p><span word="Alibaba">Alibaba</span> <span word="said">said</span> <span word="on">on</span> <span word="Friday">Friday</span> <span word="that">that</span> <span word="the">the</span> <span word="SEC">SEC</span> <span word="had">had</span> <span word="asked">asked</span> <span word="for">for</span> “<span word="background">background</span> <span word="facts">facts</span> <span word="and">and</span> <span word="other">other</span> <span word="information">information</span> <span word="related">related</span> <span word="to">to</span> <span word="our">our</span> <span word="interaction">interaction</span>” <span word="with">with</span> <span word="the">the</span> <span word="SAIC">SAIC</span>.</p>
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