meili 发表于 2022-10-18 21:45:16

证监会叫停“保证金交易”

<p>证监会对45家公司发起现场检查,部分证券公司被暂停融资融券账户,受此影响,周一我国股市大跌。</p><p>请看中国日报网的报道:</p><p><span word="Chinese">Chinese</span> <span word="stocks">stocks</span> <span word="plunged">plunged</span> <span word="on">on</span> <span word="Monday">Monday</span>, <span word="led">led</span> <span word="by">by</span> <span word="brokerages">brokerages</span>, <span word="as">as</span> <span word="regulators">regulators</span> <span word="took">took</span> <span word="measures">measures</span> <span word="to">to</span> <span word="punish">punish</span> <span word="non">non</span>-<span word="compliant">compliant</span> <span word="margin">margin</span> <span word="trading">trading</span> <span word="activities">activities</span>.</p><p>由于监管部门采取行动惩治不符合要求的保证金交易活动,周一,我国股市大跌,经纪公司跌势尤为明显。</p><p>上文中的<span word="margin">margin</span> <span word="trading">trading</span>即“保证金交易”,又称信用交易和垫头交易。<span word="Brokerage">Brokerage</span>指证券经纪公司,即以接受客户委托,代客户买卖证券并以此收取佣金的中间人。<span word="Brokerage">Brokerage</span>也可以指经纪人和经纪佣金。</p><p>监管部门正在查处给予无资格投资者设立保证金交易账户 中信、海通、国泰君安由于存在违规问题,被证监会处以暂停融资融券账户三个月的惩罚</p>
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