光大证券“内控缺陷”
<p>8月18日，证监会资讯发言人通报了8月16日光大证券交易异常的应急处置和初步核查情况。发言人表示，在核查中尚未发现人为操作差错，但光大证券该项业务内部控制存在明显缺陷，信息系统管理问题较多。</p><p>请看相关报道：</p><p><span word="The">The</span> <span word="commission">commission</span> <span word="said">said</span> <span word="an">an</span> <span word="initial">initial</span> <span word="investigation">investigation</span> <span word="showed">showed</span> <span word="that">that</span> <span word="mistakes">mistakes</span> <span word="in">in</span> <span word="application">application</span> <span word="commands">commands</span> <span word="and">and</span> <span word="failures">failures</span> <span word="of">of</span> <span word="the">the</span> <span word="payment">payment</span> <span word="quota">quota</span> <span word="control">control</span> <span word="system">system</span> <span word="led">led</span> <span word="the">the</span> <span word="securities">securities</span> <span word="company">company</span> <span word="to">to</span> <span word="send">send</span> <span word="a">a</span> 23.4 <span word="billion">billion</span> <span word="yuan">yuan</span> ($3.83 <span word="billion">billion</span>) <span word="order">order</span> <span word="to">to</span> <span word="the">the</span> <span word="Shanghai">Shanghai</span> <span word="Stock">Stock</span> <span word="Exchange">Exchange</span> <span word="and">and</span> <span word="close">close</span> <span word="deals">deals</span> <span word="valued">valued</span> <span word="at">at</span> 7.27 <span word="billion">billion</span> <span word="yuan">yuan</span> <span word="on">on</span> <span word="Friday">Friday</span>.</p><p>证监会表示，初步调查显示，程序调用错误以及支付额度控制系统失效导致 经初步核查，本次事件尚未发现人为操作差错 事件发生后，光大将已买入的部分<span word="ETF">ETF</span>成分股申购成<span word="ETF">ETF</span> 上海证监局已决定先行对光大证券采取行政监管措施 相关阅读</p><p>股市“大跌”</p><p>股市中的“鹿市”</p><p>股市“反弹”</p><p>股市“国际板” <span word="international">international</span> <span word="board">board</span></p><p>资讯热词</p>
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